The State of Vermont Department of Financial Regulation is a leading regulatory authority that oversees and supervises financial markets and institutions in Vermont. With a strong leadership team and a reputation for regulatory excellence, the department plays a crucial role in ensuring market efficiency, consumer protection, and financial stability. It consists of four divisions - Banking, Captive Insurance, Insurance, and Securities - and is dedicated to promoting the financial health and integrity of Vermont's financial service providers.
The department's mission is to secure full access to financial services for Vermonters, protect the public through enforcement of laws and regulations, and provide consumer outreach and education. It is globally recognized for its expertise in the captive insurance industry and is committed to maintaining a safe, sound, and responsible marketplace. With a focus on market integrity, capital formation, and preventing illicit activities, the State of Vermont Department of Financial Regulation is a trusted authority in the financial sector.
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