D.E. Scott Associates is a regulatory consulting practice based in New York City, specializing in SEC compliance requirements for registered investment advisers and mutual funds. With a team of seasoned veterans, including former SEC Examiners and Chief Compliance Officers, they offer a comprehensive range of services to help their clients meet their compliance obligations.
From conducting Mock-SEC Examinations and Annual Compliance Reviews to providing CCO Supporter Programs and Compliance Training Presentations, D.E. Scott Associates is dedicated to assisting investment advisers and investment companies in navigating the complex world of regulatory compliance.
Generated from the website