17a-4 is a leading compliance solutions provider based in New York, NY, specializing in SEC Rule 17a-4 compliance for Broker-Dealers. Their DataParser software is a top independent connector solution that collects instant messaging and collaboration platform data for archiving, supervision, and eDiscovery purposes.
With a focus on bridging the gap between IT and Compliance teams, 17a-4 offers Designated Third Party (D3P) services to help clients adopt new technologies while ensuring security and compliance policies are met. Their experienced team assists in archiving chats and documents, filing required letters, and providing guidance to keep businesses in compliance with current regulations.
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